Susan L. Lyte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Lupfer Lyte, who also goes by Susan Jeanne Buonopane, Susan Jeanne Lupfer, Susan Lupfer, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1984. Susan had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2010 - February 29, 2012
LIBERTY GROUP, LLC
January 16, 2008 - July 28, 2009
OSAIC SERVICES, INC.
March 16, 2005 - December 19, 2007
REGAL SECURITIES, INC.
March 1, 2005 - October 31, 2006
SCF SECURITIES, INC.
April 6, 1998 - April 16, 2004
OSAIC FA, INC.
September 3, 1991 - April 16, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 3, 1991 - April 16, 2004
OSAIC FA, INC.
November 16, 1984 - September 24, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
October 13, 1984 - February 26, 1988
FINANCIAL ADVISORY CLINIC INVESTMENTS, INC.
August 21, 1984 - November 19, 1984
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY GROUP, LLC
CRD#: 106036 / SEC#: 801-64934, 8-52994
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
