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DS

David G. Simon

HG WEALTH PARTNERS LLC
Crystal Bay, NV
Some features on this profile are disabled
CRD#: 1064191
DS

Professional summary

David Gary Simon is a registered financial advisor currently at HG WEALTH PARTNERS LLC located in Crystal Bay, Nevada.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. David has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 8, Series 53 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gary Simon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 27, 2025 - Present

HG WEALTH PARTNERS LLC

RIA
CRD#: 330906
Crystal Bay, NV
Past

July 30, 2007 - August 1, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

RIA
CRD#: 39262
Crystal Bay, NV
Past

March 26, 2004 - May 1, 2007

WESTERN INTERNATIONAL SECURITIES, INC.

RIA
CRD#: 39262
Crystal Bay, NV
Past

January 23, 2004 - August 1, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
Crystal Bay, NV
Past

March 11, 2003 - January 30, 2004

QUEST CAPITAL STRATEGIES, INC.

RIA
CRD#: 16783
INCLINE VILLAGE, NV
Past

August 6, 2002 - January 30, 2004

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

February 13, 1992 - April 1, 2002

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

March 22, 1991 - February 3, 1992

ASB FINANCIAL SERVICES

BD
CRD#: 24280
IRVINE, CA
Past

June 11, 1990 - February 14, 1991

GRIFFIN FINANCIAL SERVICES

BD
CRD#: 10823
Past

February 17, 1989 - June 22, 1990

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

November 24, 1982 - February 22, 1989

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/8/2025)
IAR
Nevada
(8/27/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/11/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/9/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/1982
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 8
Date: 11/3/1992
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 53
Date: 6/1/1990
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/30/1989
Registered Options Principal Examination

Current Firm

HW
HG WEALTH PARTNERS LLC
HG WEALTH PARTNERS LLC | HG WEALTH PARTNERS, LLC

CRD#: 330906 / SEC#:

California
Registered Investment Advisory firm - (6/14/2024 Approved)
Nevada
Registered Investment Advisory firm - (8/11/2025 Approved)
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Contact information

Main Address
Long Beach, CA
Mailing Address
Phone number
(562) 453-5382
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts15
AUM (Assets Under Management)$ 4,246,873

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HG WEALTH PARTNERS LLC

CRD#: 330906Crystal Bay, NV

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