David H. Chan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Honk Chan was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2012 - January 31, 2025
GOLD COAST SECURITIES, INC.
November 9, 2007 - April 2, 2012
QUEST SECURITIES, INC.
March 13, 2007 - October 31, 2007
PENSION PLANNERS SECURITIES, INC.
September 17, 2002 - November 2, 2006
PENSION PLANNERS SECURITIES, INC.
December 20, 2000 - July 2, 2002
LOCUST STREET SECURITIES, INC.
April 7, 1995 - December 19, 2000
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLD COAST SECURITIES, INC.
CRD#: 110925 / SEC#: 801-60090, 8-53148
Contact information
FINRA licenses (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 37,393,957 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
