Larry W. Phelps
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Wayne Phelps, who also goes by Larry Wayne Phelphs, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1984. Larry had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 1990 - February 8, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 4, 1990 - February 8, 1993
PRUCO SECURITIES, LLC.
March 29, 1989 - December 22, 1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 29, 1989 - December 22, 1989
SIGNATOR INVESTORS, INC.
October 26, 1984 - April 28, 1989
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
CRD#: 680 / SEC#: 801-12484, 8-13881
Contact information
Red Flags
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