Ann B. Fagan

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CRD#: 1064024

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ann Buckmaster Fagan, CFP®, who also goes by Ann Buckmaster Nickum, was a registered financial professional .

Ann is a previously registered financial professional and started their career in finance in 1983. Ann had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ann Buckmaster Nickum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INVESTMENT ADVISORY SERVICES PROVIDED THROUGH ANN BUCKMASTER FAGAN AS AN INVESTMENT ADVISER REPRESENTATIVE; investment related; approximately 30 hours per month during business hours; 2) EXERCISE TO MUSIC; 355 PHEASANT RUN DR, DIXON, CA, 95620; 8/21/2017; INSTRUCTOR; EXERCISE CLASS; NOT INVESTMENT RELATED; 6 HOURS/MONTH, 0 HOURS/MONTH DURING BUSINESS HOURS; WAGES, SALARY, TIPS; and 3) Budget Masters; 200 B St., Davis CA 95616; budgeting assistance; volunteer instructor; 2/1/2011; 1 hr./month during non-business hours; providing guidance on personal budget matters.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Past

February 21, 2024 - June 11, 2024

PURE FINANCIAL ADVISORS, LLC

RIA

CRD#: 144316

SAN DIEGO, CA

Past

December 4, 2018 - March 25, 2024

SYMPHONY FINANCIAL PLANNING LLC

RIA

CRD#: 137885

Davis, CA

Past

September 1, 2009 - December 17, 2018

M HOLDINGS SECURITIES, INC.

CRD#: 43285

DAVIS, CA

Past

January 14, 2008 - December 31, 2019

FAGAN FINANCIAL PLANNERS

RIA

CRD#: 135914

DAVIS, CA

Past

July 8, 1997 - December 18, 2018

COZAD ASSET MANAGEMENT INC

RIA

CRD#: 104764

DAVIS, CA

Past

December 7, 1990 - September 4, 2009

FSC SECURITIES CORPORATION

CRD#: 7461

DAVIS, CA

Past

March 22, 1983 - December 7, 1990

COZAD INVESTMENT SERVICES, INC.

CRD#: 10065

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PURE FINANCIAL ADVISORS, LLC

FAIRHAVEN WEALTH MANAGEMENT | PURE FINANCIAL ADVISORS, LLC | PURE FINANCIAL ADVISORS, INC. | PURE ADVISORY GROUP

CRD#: 144316 / SEC#: 801-70137

RIA

Registered Investment Advisory firm - (5/1/2009 Approved)

California

Registered Investment Advisory firm - (5/7/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/9/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Current Firm

PURE FINANCIAL ADVISORS, LLC

FAIRHAVEN WEALTH MANAGEMENT | PURE FINANCIAL ADVISORS, LLC | PURE FINANCIAL ADVISORS, INC. | PURE ADVISORY GROUP

CRD#: 144316 / SEC#: 801-70137

RIA

Registered Investment Advisory firm - (5/1/2009 Approved)

California

Registered Investment Advisory firm - (5/7/2009 Terminated)

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Contact information

Main Address

3131 Camino Del Rio N Suite 1550, San Diego, CA 92108

Mailing Address

Phone number

(866) 876-7873

Established

Firm type

Fiscal year end

# of Employees

171

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PURE FINANCIAL ADVISORS, ADV 2A BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	22,199
AUM (Assets Under Management)	$ 8,023,229,867

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ann B. Fagan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SYMPHONY FINANCIAL PLANNING LLC

M HOLDINGS SECURITIES, INC.

FAGAN FINANCIAL PLANNERS

COZAD ASSET MANAGEMENT INC

FSC SECURITIES CORPORATION

COZAD INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

PURE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/9/1990

SIE

Date: 10/1/2018

Series 7

Date: 3/19/1983

Current Firm

PURE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PURE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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