Georgia R. Goodman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Georgia Robin Goodman, who also goes by Georgia Robin Rover, Georgia Robin Seltzer, Georgia Seltzer, was a registered financial professional .
Georgia is a previously registered financial professional and started their career in finance in 1983. Georgia had worked at 8 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2014 - February 24, 2016
COWEN PRIME SERVICES LLC
September 28, 2012 - July 31, 2014
SRT SECURITIES LLC
April 17, 2006 - March 4, 2013
SHORELINE TRADING GROUP LLC
May 11, 1992 - March 29, 2006
STROME SECURITIES, L.P.
December 6, 1989 - May 12, 1992
GRUNTAL & CO., L.L.C.
September 20, 1989 - November 5, 1990
PRUDENTIAL EQUITY GROUP, LLC
August 25, 1983 - October 25, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
June 22, 1983 - September 6, 1983
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COWEN PRIME SERVICES LLC
CRD#: 153397 / SEC#: , 8-68531
Contact information
FINRA licenses (1 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
