Estate Of Robert M. Behringer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Estate Of Robert Michael Behringer, who also goes by Robert Michael Behringer, was a registered financial professional .
Estate Of Robert is a previously registered financial professional and started their career in finance in 1982. Estate Of Robert had worked at 7 firms and has passed the Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2002 - May 16, 2012
PROVASI CAPITAL PARTNERS LP
April 3, 1993 - November 1, 1994
AVANTAX INVESTMENT SERVICES, INC.
March 14, 1986 - June 30, 1986
EQUITABLE ADVISORS, LLC
March 14, 1986 - April 22, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 7, 1984 - May 17, 1985
HANROW SECURITIES CORP.
November 24, 1982 - May 17, 1983
ENGLER-BUDD & COMPANY INC.
September 9, 1982 - November 19, 1982
SECURITIES RESOLUTION CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROVASI CAPITAL PARTNERS LP
CRD#: 119539 / SEC#: , 8-65200
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
