Kristine Lausin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristine Lausin, CFP®, who also goes by Kristine Lobeck Fifolt, Kristine Lobeck, was a registered financial professional .
Kristine is a previously registered financial professional and started their career in finance in 1982. Kristine had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1988
Experience
June 5, 2012 - December 31, 2025
CAPITAL ANALYSTS
June 1, 2012 - December 31, 2025
LINCOLN INVESTMENT
June 1, 2012 - December 31, 2025
LINCOLN INVESTMENT
December 24, 2008 - June 1, 2012
CINCINNATI ANALYSTS, INC.
July 18, 2008 - June 1, 2012
CINCINNATI ANALYSTS, INC.
August 28, 2007 - July 16, 2008
SII INVESTMENTS, INC.
August 21, 2007 - July 16, 2008
SII INVESTMENTS, INC.
July 14, 2005 - August 21, 2007
FSC SECURITIES CORPORATION
April 13, 2005 - August 21, 2007
FSC SECURITIES CORPORATION
August 9, 1999 - April 11, 2005
HANTZ FINANCIAL SERVICES, INC.
June 23, 1999 - April 11, 2005
HANTZ FINANCIAL SERVICES, INC.
April 28, 1999 - June 25, 1999
VESTAX SECURITIES CORPORATION
February 16, 1996 - April 29, 1999
CINCINNATI ANALYSTS, INC.
September 24, 1982 - February 21, 1996
WRP INVESTMENTS, INC.
Primary Firm SEC Registration
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/22/2025 | ||
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
