David A. Deyoung

SAN BLAS SECURITIES LLC

CHICAGO, IL 60606

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CRD#: 1063699

Professional summary

David Alvin Deyoung is a registered financial professional currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois.

David is registered as a RR (Registered Representative) and started their career in finance in 1982. David has worked at 18 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Alvin Deyoung's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2023 - Present

SAN BLAS SECURITIES LLC

Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606

CRD#: 290605

CHICAGO, IL

Past

January 19, 2021 - January 19, 2023

ESSEX SECURITIES LLC

CRD#: 46605

JERSEY CITY, NJ

Past

January 15, 2020 - February 8, 2021

SAN BLAS SECURITIES LLC

CRD#: 290605

CHICAGO, IL

Past

November 12, 2019 - January 16, 2020

MELVIN SECURITIES, L.L.C.

CRD#: 29767

CHICAGO, IL

Past

September 23, 2019 - December 11, 2019

SAN BLAS SECURITIES LLC

CRD#: 290605

CHICAGO, IL

Past

November 24, 2015 - October 18, 2019

IFS SECURITIES

CRD#: 40375

ATLANTA, GA

Past

January 15, 2013 - November 25, 2015

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

Forest Lake, MN

Past

June 22, 2010 - December 31, 2012

EAGLE ONE INVESTMENTS, LLC

CRD#: 45254

WASHINGTON, IA

Past

November 17, 2008 - June 1, 2009

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

GOLDEN VALLEY, MN

Past

August 25, 2003 - January 27, 2006

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

CRD#: 42941

GOLDEN VALLEY, MN

Past

June 12, 2000 - August 19, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 23, 1997 - July 10, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 18, 1995 - September 5, 1997

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

January 18, 1995 - October 10, 1995

SECURITIES RESOLUTION CORPORATION

CRD#: 7119

MINNEAPOLIS, MN

Past

May 25, 1994 - January 18, 1995

JOHN G. KINNARD AND COMPANY, INCORPORATED

CRD#: 466

MINNEAPOLIS, MN

Past

January 14, 1994 - May 16, 1994

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

November 19, 1991 - January 13, 1994

JOHN G. KINNARD AND COMPANY, INCORPORATED

CRD#: 466

MINNEAPOLIS, MN

Past

June 21, 1991 - November 20, 1991

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

July 24, 1985 - June 27, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 8, 1982 - March 10, 1984

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

October 8, 1982 - March 10, 1984

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(1/17/2023)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/2/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/15/2008

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 52

Date: 10/4/1984

Municipal Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SAN BLAS SECURITIES LLC

IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

233 S Wacker Dr Suite 4400, Chicago, IL 60606

Mailing Address

3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184

Phone number

(773) 661-4448

Established

Delaware since 04/13/2017

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
IFS GROUP, INC	DIRECT OWNER
CARTER, ANA ROUMENOVA	FINOP	4424794
PADILLA, DANIEL JR	CCO	3123672
PADILLA, DANIEL JR	CEO	3123672

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David A. Deyoung

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Alvin Deyoung's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESSEX SECURITIES LLC

SAN BLAS SECURITIES LLC

MELVIN SECURITIES, L.L.C.

SAN BLAS SECURITIES LLC

IFS SECURITIES

SUMMIT BROKERAGE SERVICES, INC.

EAGLE ONE INVESTMENTS, LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

U.S. BANCORP INVESTMENTS, INC.

SECURITIES RESOLUTION CORPORATION

JOHN G. KINNARD AND COMPANY, INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

JOHN G. KINNARD AND COMPANY, INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/2/2008

Series 63

Date: 7/29/2008

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/21/2010

Series 6

Date: 11/15/2008

Series 52

Date: 10/4/1984

FINRA

Current Firm

SAN BLAS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SAN BLAS SECURITIES LLC

TRUST BUT VERIFY

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