Richard M. Young

YOUNG CAPITAL MANAGEMENT

FOUNTAIN HILLS, AZ 85268

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CRD#: 1063562

Professional summary

Richard Mitchell Gilpin Young, who also goes by Gilpin Young, is a registered financial advisor currently at YOUNG CAPITAL MANAGEMENT INC located in Fountain Hills, Arizona.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Richard has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gilpin Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOLE PROPRIETOR ENGAGED IN A FINANCIAL ADVISORY SERVICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Mitchell Gilpin Young's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 1994 - Present

YOUNG CAPITAL MANAGEMENT INC

Office #1: 16712 E. Avenue Of The Fountains, Fountain Hills, AZ 85268

RIA

CRD#: 107448

FOUNTAIN HILLS, AZ

Past

October 25, 1990 - November 24, 1990

HARTFORD CAPITAL CORPORATION

CRD#: 24098

Past

December 27, 1982 - October 23, 1990

WEDBUSH SECURITIES INC.

CRD#: 877

Past

October 20, 1982 - January 4, 1983

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/31/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/16/1982

General Securities Representative Examination

Current Firm

YOUNG CAPITAL MANAGEMENT INC

CRD#: 107448 / SEC#: 801-37404

RIA

Registered Investment Advisory firm - (3/28/2012 Terminated)

Arizona

Registered Investment Advisory firm - (3/23/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

16712 E. Avenue Of The Fountains, Fountain Hills, AZ 85268

Mailing Address

Phone number

(480) 837-7507

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 70,205,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard M. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Mitchell Gilpin Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

YOUNG CAPITAL MANAGEMENT INC

HARTFORD CAPITAL CORPORATION

WEDBUSH SECURITIES INC.

RAUSCHER PIERCE REFSNES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/1995

Series 63

Date: 9/16/1982

Series 7

Date: 10/16/1982

Current Firm

YOUNG CAPITAL MANAGEMENT INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

YOUNG CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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