Patrick W. Byrnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick William Byrnes was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1982. Patrick had worked at 14 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2020 - November 29, 2021
AMERICAN CAPITAL PARTNERS, LLC
November 19, 2019 - March 4, 2020
VISION FINANCIAL MARKETS LLC
April 17, 2019 - December 10, 2019
AMERICAN CAPITAL PARTNERS, LLC
December 21, 2015 - March 6, 2019
FIRST EMPIRE SECURITIES, INC.
July 18, 2011 - December 21, 2015
REVERE SECURITIES LLC
June 22, 2009 - August 1, 2011
ASD FINANCIAL SERVICES CORP
June 24, 1999 - June 22, 2009
SENTINEL BROKERS COMPANY, INC.
July 1, 1998 - January 26, 1999
COWEN AND COMPANY
September 8, 1997 - July 1, 1998
FINANCIAL SQUARE PARTNERS
February 24, 1994 - September 4, 1997
W.A. CAPITAL MARKETS
April 14, 1992 - December 6, 1993
FINANCIAL SQUARE PARTNERS
July 18, 1990 - April 7, 1992
BROUNOFF, CLAIRE & CO., INC.
August 25, 1989 - March 6, 1990
R.W. SMITH & ASSOCIATES, LLC
June 11, 1987 - April 12, 1989
HARTFIELD, TITUS & DONNELLY, LLC
May 30, 1986 - May 29, 1987
GLICKENHAUS & CO.
August 26, 1982 - June 18, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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