David B. Doerr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Bradley Doerr, who also goes by Dave Doerr, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1982. David had worked at 13 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2021 - November 30, 2021
ONYX BRIDGE WEALTH GROUP LLC
July 14, 2020 - January 8, 2021
ELITE INVESTMENT TEAM LLC
April 28, 2014 - November 11, 2014
CETERA WEALTH SERVICES, LLC
April 25, 2014 - November 11, 2014
CETERA WEALTH SERVICES, LLC
October 25, 2012 - October 7, 2014
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
October 24, 2012 - September 17, 2014
CAPITAL GUARDIAN, LLC
December 6, 2005 - October 25, 2012
WOODBURY FINANCIAL SERVICES, INC.
September 20, 2005 - October 25, 2012
WOODBURY FINANCIAL SERVICES, INC.
May 18, 2005 - September 27, 2005
MML INVESTORS SERVICES, LLC
March 23, 2005 - September 27, 2005
MML INVESTORS SERVICES, LLC
March 26, 2004 - March 21, 2005
MONY SECURITIES CORPORATION
April 3, 2003 - March 26, 2004
MSI FINANCIAL SERVICES, INC.
February 14, 2003 - March 26, 2004
METROPOLITAN LIFE INSURANCE COMPANY
February 14, 2003 - March 26, 2004
MSI FINANCIAL SERVICES, INC.
August 10, 2001 - April 25, 2003
MML INVESTORS SERVICES, LLC
August 3, 2001 - April 25, 2003
MML INVESTORS SERVICES, LLC
March 31, 1994 - October 11, 1999
BERKSHIRE EQUITY SALES, INC.
January 22, 1985 - June 3, 1993
NEW ENGLAND SECURITIES
September 10, 1982 - August 22, 1983
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
ONYX BRIDGE WEALTH GROUP LLC
CRD#: 306097 / SEC#: 801-118022
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONYX BRIDGE WEALTH GROUP LLC
CRD#: 306097 / SEC#: 801-118022
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,852 |
| AUM (Assets Under Management) | $ 1,000,901,317 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
