John T. Lloyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Tod Lloyd, who also goes by Jack Lloyd, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2013 - July 2, 2015
AARON CAPITAL INCORPORATED
April 22, 2002 - August 2, 2010
VERITRUST FINANCIAL, LLC
September 22, 1988 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
February 12, 1987 - October 30, 1987
PRINCIPAL SECURITIES, INC.
September 12, 1986 - September 1, 1988
TITAN/VALUE EQUITIES GROUP, INC.
September 27, 1985 - September 29, 1986
ASSOCIATED SECURITIES CORP.
February 23, 1984 - September 25, 1984
PAMCO SECURITIES AND INSURANCE SERVICES
August 5, 1983 - February 24, 1984
LPL FINANCIAL LLC
November 26, 1982 - June 27, 1983
STRUCTURED SHELTERS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/6/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AARON CAPITAL INCORPORATED
CRD#: 28583 / SEC#: , 8-44000
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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