John W. Galuchie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Galuchie JR, who also goes by Jack Galuchie, John William Jr Galuchie, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 3 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2010 - March 12, 2015
TRW CAPITAL MANAGEMENT, LLC
June 5, 1992 - August 18, 2000
DIRECT CAPITAL SECURITIES, INC.
September 2, 1982 - January 4, 2021
T.R. WINSTON & COMPANY, LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 8/29/2000
Limited Representative-Equity Trader ExamCurrent Firm
TRW CAPITAL MANAGEMENT, LLC
CRD#: 151082 / SEC#:
Contact information
Red Flags
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