Curtis R. Purington

FIDUCIARY WEALTH

Bloomington, MN 55431

Some features on this profile are disabled

CRD#: 1063438

Professional summary

Curtis Ray Purington is a registered financial advisor currently at FIDUCIARY WEALTH located in Bloomington, Minnesota.

Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Curtis has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Ray Purington's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2013 - Present

FIDUCIARY WEALTH

Office #1: 3800 American Boulevard West Suite 1500, Bloomington, MN 55431

RIA

CRD#: 164702

Bloomington, MN

Past

August 31, 2010 - August 13, 2012

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

MINNEAPOLIS, MN

Past

August 28, 2010 - August 13, 2012

OPPENHEIMER & CO. INC.

CRD#: 249

MINNEAPOLIS, MN

Past

April 13, 2005 - August 19, 2010

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAINT PAUL, MN

Past

July 22, 2002 - August 19, 2010

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAINT PAUL, MN

Past

April 10, 1989 - July 30, 2002

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

September 24, 1982 - April 10, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/4/2013)

IAR

Texas
(9/30/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/17/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/18/1982

General Securities Representative Examination

Current Firm

FIDUCIARY WEALTH

FIDUCIARY WEALTH | SAFE HARBOR WEALTH | SAFE HARBOR CAPITAL MANAGEMENT LLC

CRD#: 164702 / SEC#:

Minnesota

Registered Investment Advisory firm - (6/26/2012 Approved)

Texas

Registered Investment Advisory firm - (9/30/2015 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3800 American Boulevard West Suite 1500, Bloomington, MN 55431

Mailing Address

Phone number

(612) 234-7233

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 11,514,127

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Ryan Golden

WELLS FARGO CLEARING SERVICES, LLC

IAR

Crystal, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Curtis R. Purington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Ray Purington's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIARY WEALTH

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

PIPER SANDLER & CO.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2010

Series 63

Date: 9/17/1982

Series 7

Date: 9/18/1982

Current Firm

FIDUCIARY WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIDUCIARY WEALTH

TRUST BUT VERIFY

Similar Advisors