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MS

Marvin J. Sneider

WESTMINSTER FINANCIAL SECURITIES
Beavercreek, OH 45440
Some features on this profile are disabled
CRD#: 1063322
MS

Professional summary


Marvin Joseph Sneider, who also goes by Mickey Sneider, is a registered financial professional currently at WESTMINSTER FINANCIAL SECURITIES, INC. located in Beavercreek, Ohio.

Marvin is registered as a RR (Registered Representative) and started their career in finance in 1982. Marvin has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mickey Sneider

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Marvin Joseph Sneider's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 24, 2018 - Present

WESTMINSTER FINANCIAL SECURITIES, INC.

Office #1: 50 Chestnut Street Suite A-200, Beavercreek, OH 45440
BD
CRD#: 20677
Beavercreek, OH
Past

July 14, 1994 - August 11, 2017

CANTELLA & CO., INC.

BD
CRD#: 13905
BOSTON, MA
Past

November 16, 1990 - July 8, 1994

POLARIS FINANCIAL SERVICES, INC.

BD
CRD#: 14521
CONCORD, NH
Past

February 26, 1990 - November 16, 1990

HAIGNEY SECURITIES INC.

BD
CRD#: 10190
Past

February 5, 1988 - October 25, 1989

J. T. MORAN & CO., INC.

BD
CRD#: 15655
Past

October 27, 1986 - January 27, 1988

DETWILER FENTON & CO.

BD
CRD#: 1794
Past

November 26, 1982 - October 14, 1986

SPENCER, SWAIN & CO., INC.

BD
CRD#: 3474

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/29/2019)
RR
Massachusetts
(5/9/2019)
RR
New Hampshire
(9/11/2019)
RR
New York
(3/4/2020)
RR
Rhode Island
(8/16/2023)
RR
Texas
(1/13/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 11/30/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


WF
WESTMINSTER FINANCIAL SECURITIES, INC.
BRAZIE & COMPANY, INC. | WESTMINSTER FINANCIAL SECURITIES, INC. | BRAZIE FINANCIAL SERVICES, INC. | BRAZIE FINANCIAL SECURITIES, INC.

CRD#: 20677 / SEC#: , 8-38426

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
50 Chestnut Street Suite A-200, Beavercreek, OH 45440
Mailing Address
50 Chestnut Street Suite A-200, Beavercreek, OH 45440
Phone number
(937) 898-5010
Established
Ohio since 07/23/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WESTMINSTER FINANCIAL COMPANIES, INC.HOLDING COMPANY
STAGER, KIRK WILSONCEO2785614
STAGER, KIRK WILSONPRESIDENT2785614
SWEENEY, ANGELA C.FINOP,CFO4036900
TRUNCK, JESSICA MARIECHIEF COMPLIANCE OFFICER4561886

Disclosures


Regulatory Event3
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WESTMINSTER FINANCIAL SECURITIES, INC.

CRD#: 20677Beavercreek, OH 45440

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