Terry L. Vanzuidam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Lee Vanzuidam was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1982. Terry had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 1998 - December 2, 1998
FIRST UNION CAPITAL MARKETS CORP.
October 23, 1984 - November 21, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
October 1, 1984 - September 10, 1998
UBS FINANCIAL SERVICES INC.
September 27, 1983 - September 28, 1984
BECKER PARIBAS INCORPORATED
August 26, 1982 - September 19, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST UNION CAPITAL MARKETS CORP.
CRD#: 6124 / SEC#: , 8-12886
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
Red Flags
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