Kathleen E. Gallagher
Professional summary
Kathleen Elizabeth Gallagher, who also goes by Kathleen Fisser, Kathleen Gallagher, Kathleen Elizabeth Gallagherfisser, Kathleen Gallagherfisser, Kathy Elizabeth Gallagherfisser, is a registered financial advisor currently at GALLAGHER CAPITAL CORP. located in Bainbridge Island, Washington.
Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Kathleen has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Elizabeth Gallagher's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2004 - Present
GALLAGHER CAPITAL CORP.
March 26, 1990 - July 8, 2003
SEATTLE-NORTHWEST SECURITIES CORPORATION
February 4, 1987 - February 15, 1990
WELLS FARGO INVESTMENTS, LLC
September 20, 1985 - March 18, 1987
MORGAN STANLEY DW INC.
September 2, 1982 - September 30, 1985
PACIFIC CREST SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/26/2007)
(1/22/2004)
Exams
Current Firm
GALLAGHER CAPITAL CORP.
CRD#: 129285 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 37,828,645 |
Red Flags
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