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Robert Logan Sullivan

CRD# 1063134·Registered 1982 - 1990
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Logan Sullivan, who also goes by Bobby Sullivan, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1982 - 1990. Robert had worked at 8 firms and has passed the Series 63 and Series 52 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bobby Sullivan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

BISHOP SECURITIES, INC.·CRD# 24520
BD
January 2, 1990 - August 7, 1990
CENTURY FINANCIAL SECURITIES, INC.·CRD# 15280
BD
August 4, 1989 - December 5, 1989
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
June 28, 1989 - June 29, 1989
SWINK & COMPANY, INC.·CRD# 7111
BD
February 24, 1989 - March 20, 1989
U.S. ASSOCIATES, INC.·CRD# 13511
BD
December 17, 1988 - February 11, 1989
SOUTHERN SECURITIES INVESTMENT BANKERS, INC.·CRD# 7223
BD
May 28, 1987 - October 31, 1990
M.G.S.I. SECURITIES, INC.·CRD# 16723
BD
January 3, 1986 - May 4, 1987
MUNICIPAL SECURITIES, INCORPORATED·CRD# 6163
BD
September 14, 1982 - July 16, 1984

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Current Firm

BS
BISHOP SECURITIES, INC.

BARCLAY-HARRIS SECURITIES, LTD | LYNNE SECURITIES, INC. | BISHOP SECURITIES, INC.

CRD#: 24520 / SEC#: 8-40945
BD
Expelled by FINRA on 03/06/1991

Contact Information

Established

Colorado since 01/04/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1982About the Series 63 exam

Series 52 — Municipal Securities Representative Examination

Passed Sep 1982About the Series 52 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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