KM
Kent B. Monypeny
STRATEGIC ADVISORY SERVICES
Memphis, TN 38120
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CRD#: 1063117
KM
Professional summary
Kent Brooks Monypeny is a registered financial advisor currently at STRATEGIC ADVISORY SERVICES located in Memphis, Tennessee and LPL FINANCIAL LLC located in Memphis, Tennessee.
Kent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Kent has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/03/2014 - Standard Aviation - Not Investment Related - LLC - non-paid member owner of LLC - Time Spent 2%. 2. 03/23/2015 - TWS Partners Inc - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 02/01/2015 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 08/30/2022 - Strategic Advisory Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 08/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Strategic Advisory Services, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/26/2023: Event Medical; Various locations; Outside/W-2 Employment; provides emergency medical services to special events; Not inv. related; start date 9/22/2023; 4hrs/mo.; 0hrs during trading. 5. 08/28/2024 - Strategic Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/08/2024 - 0 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Kent Brooks Monypeny's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2022 - Present
STRATEGIC ADVISORY SERVICES
Office #1: 6465 Quail Hollow Road Suite 301, Memphis, TN 38120RIA
CRD#: 287984
Memphis, TN
Current
November 3, 2014 - Present
LPL FINANCIAL LLC
Office #1: 6465 N Quail Hollow Rd Ste 301, Memphis, TN 38120RIA
BD
CRD#: 6413
Memphis, TN
Past
June 20, 2019 - August 2, 2022
WEALTHCARE ADVISORY PARTNERS LLC
RIA
CRD#: 171976
Memphis, TN
Past
October 26, 2018 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
MEMPHIS, TN
Past
November 2, 2015 - May 2, 2019
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Memphis, TN
Past
November 3, 2014 - March 3, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
MEMPHIS, TN
Past
February 13, 2013 - November 5, 2014
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
MEMPHIS, TN
Past
February 13, 2013 - November 5, 2014
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
MEMPHIS, TN
Past
January 15, 2004 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
MEMPHIS, TN
Past
November 24, 1982 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISORY SERVICES
STRATEGIC ADVISORY SERVICES | SWM ADVISORY SERVICES, LLC | SWM ADVISORY SERVICES | STRATEGIC WEALTH MANAGEMENT, LLC | STRATEGIC WEALTH MANAGEMENT | STRATEGIC ADVISORY SERVICES, LLC
CRD#: 287984 / SEC#: 801-123188
RIA
Registered Investment Advisory firm - (3/16/2022 Approved)Tennessee
Registered Investment Advisory firm - (5/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/25/2022)
RR
Arizona(1/25/2022)
RR
Arkansas(11/3/2014)
RR
Florida(11/9/2016)
RR
Georgia(11/3/2014)
RR
Illinois(9/8/2015)
RR
Kentucky(11/3/2014)
RR
Mississippi(11/3/2014)
RR
Missouri(10/30/2019)
RR
Nebraska(1/25/2022)
RR
New York(2/19/2024)
RR
North Carolina(11/3/2014)
RR
Ohio(10/26/2018)
RR
Oklahoma(9/16/2025)
RR
Tennessee(11/3/2014)
IAR
Tennessee(7/26/2022)
RR
Texas(11/3/2014)
RR
Utah(7/11/2022)
RR
Virginia(1/25/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STRATEGIC ADVISORY SERVICES
STRATEGIC ADVISORY SERVICES | SWM ADVISORY SERVICES, LLC | SWM ADVISORY SERVICES | STRATEGIC WEALTH MANAGEMENT, LLC | STRATEGIC WEALTH MANAGEMENT | STRATEGIC ADVISORY SERVICES, LLC
CRD#: 287984 / SEC#: 801-123188
RIA
Registered Investment Advisory firm - (3/16/2022 Approved)Tennessee
Registered Investment Advisory firm - (5/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6465 Quail Hollow Road Suite 301, Memphis, TN 38120
Mailing Address
Phone number
(901) 751-2025
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 546 |
| AUM (Assets Under Management) | $ 211,689,342 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISORY SERVICES
CRD#: 287984Memphis, TN 38120TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
