James C. Korth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Curtis Korth, who also goes by James Curtix Korth, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1982. James had worked at 8 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2004 - November 11, 2005
QA3 FINANCIAL CORP.
May 4, 2000 - March 5, 2004
FREEDOM FINANCIAL, INC.
October 1, 1997 - May 16, 2000
AMERICAN GENERAL SECURITIES INCORPORATED
May 22, 1989 - October 1, 1997
USLIFE EQUITY SALES CORP.
August 9, 1988 - March 29, 1989
OSAIC FS, INC.
February 14, 1985 - May 10, 1988
CADARET, GRANT & CO., INC.
October 18, 1983 - November 2, 1984
SECURITY FINANCIAL NETWORK, LLC
August 18, 1982 - November 8, 1983
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QA3 FINANCIAL CORP.
CRD#: 14754 / SEC#: , 8-31155
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
