Daniel O. Maze
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Owen Maze MR., who also goes by Daniel Owen Maze, was a registered financial advisor .
Daniel is a previously registered financial advisor and started their career in finance in 1982. Daniel had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2004 - June 2, 2004
BESTVEST INVESTMENTS, LTD.
February 3, 2003 - December 31, 2004
CLAREMONT ASSOCIATES
October 19, 1999 - December 31, 2001
KALIN ASSOCIATES, INC.
January 3, 1995 - October 7, 1999
FIRST LIBERTY INVESTMENT GROUP, INC.
October 31, 1991 - January 27, 1995
A.G. MATTHEW & COMPANY
November 8, 1990 - November 1, 1991
VALLEY FORGE SECURITIES, INC .
May 26, 1989 - November 12, 1990
PRUDENTIAL EQUITY GROUP, LLC
September 25, 1987 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
March 3, 1983 - December 12, 1987
E. F. HUTTON & COMPANY INC
October 20, 1982 - January 17, 1983
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BESTVEST INVESTMENTS, LTD.
CRD#: 40302 / SEC#: , 8-49007
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OC HOLDINGS LLC | OWNER | |
| COONEY, WILLIAM GRESHAM | CHIEF COMPLIANCE OFFICER | 1333702 |
| OCONNOR, JAMES WILLIAM | PRESIDENT AND FINANCIAL PRINCIPAL |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
