William H. Dillingham
Professional summary
William Henry Dillingham III, who also goes by Buz Dillingham III, III William Henry Dillingham, William Henry (iii) Dillingham, is a registered financial professional currently at VESTECH SECURITIES, INC. located in St. Louis, Missouri.
William is registered as a RR (Registered Representative) and started their career in finance in 1982. William has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Henry Dillingham III's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2016 - Present
VESTECH SECURITIES, INC.
Office #1: 11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141July 20, 2005 - June 22, 2016
OAKBRIDGE FINANCIAL SERVICES
December 18, 1998 - January 4, 2005
A. G. EDWARDS & SONS, INC.
September 27, 1982 - December 21, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2016)
(10/17/2017)
Exams
FINRA
Current Firm
VESTECH SECURITIES, INC.
CRD#: 41409 / SEC#: , 8-49409
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 4 |
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Company Information
VESTECH SECURITIES, INC.
CRD#: 41409St. Louis, MO 63141TRUST BUT VERIFY
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