Lawrence M. Kowal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Matthew Kowal was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1982. Lawrence had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 1987 - October 3, 1990
GREAT LAKES EQUITIES CO.
June 16, 1986 - December 11, 1987
RONEY & CO. L.L.C.
December 18, 1984 - June 20, 1986
FIRST OF MICHIGAN CORPORATION
December 6, 1984 - December 26, 1984
FIRST NATIONAL SECURITITES CORPORATION
September 24, 1982 - February 24, 1984
ASHTON & CO.
State Registrations and Notice Filings
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Exams
Current Firm
GREAT LAKES EQUITIES CO.
CRD#: 16175 / SEC#: , 8-33421
Contact information
Documents
Red Flags
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