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JV

Jorge E. Villalba

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CRD#: 1062980
JV

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jorge Eduardo Villalba JR, who also goes by Jorge Eduardo VIllalba, was a registered financial professional .

Jorge is a previously registered financial professional and started their career in finance in 1982. Jorge had worked at 5 firms and has passed the Series 63, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jorge Eduardo Villalba

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 17, 2002 - October 31, 2002

ARCHER ALEXANDER SECURITIES CORPORATION

BD
CRD#: 41555
KANSAS CITY, MO
Past

May 18, 1993 - December 31, 2001

AMERICAN INVESTMENT SERVICES, INC.

BD
CRD#: 21111
OKLAHOMA CITY, OK
Past

April 5, 1990 - May 27, 1993

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

December 11, 1985 - April 5, 1990

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

September 24, 1982 - January 23, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/16/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 7/26/1999
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


AA
ARCHER ALEXANDER SECURITIES CORPORATION
ARCHER ALEXANDER SECURITIES CORPORATION | UNDERWOOD INVESTMENTS, INC. | BENEFIT & INVESTMENT SOLUTIONS INC.

CRD#: 41555 / SEC#: , 8-49488

BD
Revoked by SEC on 12/15/2006
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Contact information


Main Address
Mailing Address
Phone number
Established
Indiana since 06/27/1996
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
GREAT PLAINS CAPITAL CORPORATION100% OWNER
RAYDO, JOHN STERLINGPRESIDENT; CHIEF FINANACIAL OFFICER: DIRECTOR2282311
REPINE, JOHN MICHAELCEO; DIRECTOR1010844

Disclosures


Regulatory Event6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARCHER ALEXANDER SECURITIES CORPORATION

CRD#: 41555

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