John W. Huemoeller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Walter Huemoeller was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 13 firms and has passed the Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2009 - April 4, 2012
BUCKMAN, BUCKMAN & REID, INC.
January 10, 2008 - July 9, 2008
GENESIS GLOBAL TRADING, INC
September 17, 1996 - May 1, 1998
FSC SECURITIES CORPORATION
March 18, 1994 - August 30, 1996
UBS FINANCIAL SERVICES INC.
March 13, 1992 - March 22, 1994
PRUDENTIAL EQUITY GROUP, LLC
May 2, 1988 - March 17, 1992
M.L. STERN & CO., LLC.
March 30, 1988 - May 26, 1988
MONY SECURITIES CORPORATION
March 30, 1988 - May 31, 1988
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
December 11, 1987 - March 29, 1988
CORPORATE BENEFIT SECURITIES, INC.
January 9, 1987 - February 19, 1987
GREAT LAKES EQUITIES CO.
June 6, 1985 - October 21, 1986
LPL FINANCIAL LLC
January 22, 1985 - August 19, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
March 20, 1984 - January 30, 1985
CITIGROUP GLOBAL MARKETS INC.
September 24, 1982 - March 2, 1984
M.L. STERN & CO., LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407 / SEC#: , 8-40413
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS LLC | SHARE HOLDER | |
| GIAKAS, WALLACE MARTIN | STOCKHOLDER | 1068278 |
| LAU, PETER SEN | STOCKHOLDER | 2302677 |
| YANG, ZHAO | SHAREHOLDER | 6077274 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| BUCKMAN, HARRY JOHN | CHAIRMAN, RSOP | 1090909 |
| BUCKMAN, HARRY JOHN JR | SR. VICE PRESIDENT | 2202467 |
| BUCKMAN, MARY | STOCKHOLDER | 5823239 |
| BUCKMAN, THOMAS PAUL | SECRETARY | 2577168 |
| CAMPOLI, JOHN | SHAREHOLDER | 6596748 |
| PANNO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 724727 |
| SHOICHET, MARK ELLIOTT | STOCKHOLDER | 2301353 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
