James A. Hallinan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Andrew Hallinan JR, CFP®, who also goes by James Andrew Hallinan, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1994. James had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2018 - March 28, 2023
RETIREMENT EDUCATORS, LLP
January 3, 2005 - December 31, 2011
INVESTORS CAPITAL CORP.
January 3, 2003 - December 31, 2004
EASTERN POINT ADVISORS INC.
October 1, 2001 - December 31, 2011
INVESTORS CAPITAL CORP.
April 18, 2000 - October 5, 2001
NATHAN & LEWIS SECURITIES, INC.
March 8, 1994 - April 5, 2000
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RETIREMENT EDUCATORS, LLP
CRD#: 291754 / SEC#:
Contact information
Red Flags
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