Thomas R. Cvercko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Robert Cvercko, who also goes by Thomas R Cuercko, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1980. Thomas had worked at 11 firms and has passed the Series 63, Series 5, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2001 - July 31, 2002
GILFORD SECURITIES INCORPORATED
January 11, 2001 - June 29, 2001
ALLEGHENY INVESTMENTS, LTD.
February 10, 2000 - March 14, 2000
AZROC CAPITAL MANAGEMENT, INC.
September 24, 1998 - October 9, 2000
BEACONSFIELD FINANCIAL SERVICES, INC.
March 6, 1998 - August 4, 1998
MUTUAL SECURITIES, INC.
September 12, 1997 - January 29, 1998
PARKER/HUNTER INCORPORATED
October 1, 1996 - September 24, 1997
NF CLEARING, INC.
July 20, 1995 - September 5, 1996
ARTHURS, LESTRANGE & COMPANY INCORPORATED
December 23, 1994 - May 31, 1995
PNC BROKERAGE CORP
March 5, 1985 - December 23, 1994
PNC CAPITAL MARKETS LLC
October 23, 1980 - February 1, 1985
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
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