Eric A. Weinlein
Professional summary
Eric Anthony Weinlein, who also goes by Rick Weinlein, is a registered financial advisor currently at WESCAP GROUP located in Glendale, California.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Eric has worked at 2 firms and has passed the Series 2 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Anthony Weinlein's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 1988 - Present
WESCAP GROUP
Office #1: 330 N. Brand Blvd Suite 850, Glendale, CA 91203September 23, 1982 - August 3, 1983
DREXEL BURNHAM LAMBERT INCORPORATED
Primary Firm SEC Registration
WESCAP GROUP
CRD#: 104759 / SEC#: 801-32095
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/4/1988)
(12/1/2010)
(3/15/2012)
Exams
Series 2
Date: 10/14/1992
Non-Member General Securities ExaminationCurrent Firm
WESCAP GROUP
CRD#: 104759 / SEC#: 801-32095
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,225 |
| AUM (Assets Under Management) | $ 985,000,000 |
Red Flags
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