Lisabeth B. Karas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisabeth Backus Karas, who also goes by Betse Backus, Lisabeth Ann Backus, was a registered financial professional .
Lisabeth is a previously registered financial professional and started their career in finance in 1982. Lisabeth had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2007 - January 12, 2015
SRT SECURITIES LLC
March 31, 2006 - May 2, 2007
LEK SECURITIES CORPORATION
September 10, 2004 - March 30, 2006
TD PRIME SERVICES LLC
September 29, 2003 - January 3, 2005
LEK SECURITIES CORPORATION
July 24, 2002 - October 1, 2003
LABRANCHE FINANCIAL SERVICES, LLC
May 22, 2002 - May 1, 2007
LL PARTNERS, INC.
October 4, 1994 - January 21, 1999
CITIGROUP GLOBAL MARKETS INC.
November 24, 1982 - March 5, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
SRT SECURITIES LLC
CRD#: 33725 / SEC#: , 8-34415
Contact information
FINRA licenses (25 States and Territories)
Documents
Disclosures
| Regulatory Event | 24 |
Red Flags
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