William T. Morrissey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Thomas Morrissey, CFP®, who also goes by Bill Morrissey, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1982. William had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1985
Experience
December 14, 2021 - January 13, 2025
EP WEALTH ADVISORS
January 1, 1993 - December 14, 2021
SOUND FINANCIAL PLANNING, INC.
November 3, 1992 - September 15, 1994
SECURITIES AMERICA, INC.
December 15, 1982 - November 11, 1992
SENTRA SECURITIES CORPORATION
August 31, 1982 - February 17, 1983
STRUCTURED SHELTERS SECURITIES, INC.
Primary Firm SEC Registration
EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 49,167 |
| AUM (Assets Under Management) | $ 35,570,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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