Rhonda K. Rodgers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhonda Kaye Rodgers was a registered financial professional .
Rhonda is a previously registered financial professional and started their career in finance in 1982. Rhonda had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2011 - April 16, 2014
STILLPOINT CAPITAL, LLC
June 8, 1994 - July 31, 2009
EMMETT A LARKIN COMPANY, INC.
May 26, 1989 - May 26, 1994
WELLS FARGO SECURITIES, LLC
October 24, 1988 - April 27, 1989
LEHMAN BROTHERS INC.
June 24, 1985 - November 20, 1986
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
August 26, 1982 - June 20, 1985
BIRR, WILSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/22/2000
Limited Representative-Equity Trader ExamCurrent Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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