Miguel Sosa
PREMIA GLOBAL ADVISORS | Founding Partner
Coral Gables, FL 33134
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CRD#: 1062639
Professional summary
Miguel Sosa, CIMA® is a registered financial advisor currently at PREMIA GLOBAL ADVISORS, LLC located in Coral Gables, Florida.
Miguel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Miguel has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Institutional consulting
Financial planning
Retirement planning
What is your current number of clients?
Under 50
What is your minimum asset requirement?
3M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Sosa is a Board Member and Chair of the Investment Committee of the Nicklaus Children's Hospital System. He also serves on the Board of the Archdiocese of Miami Catholic Community Foundation and is the chair of its Investment Committee. Mr. Sosa also serves as a member of the Peacock Foundation Board in Coral Gables, Florida. This is a non-profit, non-securities-related business. He spends 3-5 hours per quarter attending board meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Miguel Sosa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 15, 2016 - Present
PREMIA GLOBAL ADVISORS, LLC
Office #1: 2600 South Douglas Road Suite 1103, Coral Gables, FL 33134RIA
CRD#: 282426
Coral Gables, FL
Past
January 21, 2016 - January 2, 2020
INSIGNEO SECURITIES, LLC
BD
CRD#: 29249
MIAMI, FL
Past
August 23, 2004 - January 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MIAMI, FL
Past
August 26, 1982 - January 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PG
PREMIA GLOBAL ADVISORS, LLC
ALTRIAK WEALTH ADVISORS, LLC | PREMIA GLOBAL ADVISORS, LLC | PGW ADVISORS | PERMIA GLOBAL ADVISORS, LLC
CRD#: 282426 / SEC#: 801-107142
RIA
Registered Investment Advisory firm - (1/12/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/15/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PG
PREMIA GLOBAL ADVISORS, LLC
ALTRIAK WEALTH ADVISORS, LLC | PREMIA GLOBAL ADVISORS, LLC | PGW ADVISORS | PERMIA GLOBAL ADVISORS, LLC
CRD#: 282426 / SEC#: 801-107142
RIA
Registered Investment Advisory firm - (1/12/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2600 South Douglas Road Suite 1103, Coral Gables, FL 33134
Mailing Address
Phone number
(786) 646-9140
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 57 |
| AUM (Assets Under Management) | $ 299,708,114 |
Red Flags
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Company Information
PREMIA GLOBAL ADVISORS, LLC
Founding PartnerCRD#: 282426Coral Gables, FL 33134TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
