Nancy J. Mobberley

OSAIC WEALTH

Jupiter, FL 33458

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CRD#: 1062624

Professional summary

Nancy Jean Mobberley, CFP®, who also goes by Nancy Jean Siska, Nancy Jean Torres, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Jupiter, Florida.

Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Nancy has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nancy Jean Siska | Nancy Jean Torres

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FINANCIAL INVESTMENT NETWORK INC. ACTIVE. EFFECTIVE DATE 12-7-2011. 2) INSURANCE: OSAIC WEALTH, INC., MARKETED THROUGH FINANCIAL INVESTMENT NETWORK, INC, INVESTMENT RELATED, 601 HERITAGE DRIVE, SUITE 154 JUPITER, FL 33458, IAR, STARTED 1999, 10 HRS/MONTH, 8 HRS DURING TRADING HRS, PROVIDE TERM INSURANCE AND NON-VARIABLE LIFE AS WELL AS LONG TERM CARE. 3) BUSINESS TO BUSINESS FOR WOMEN POSITION: Other - Board Member NATURE: Other - Networking Group INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2006 ADDRESS: 601 Heritage Drive, Suite 154, Jupiter FL 33458, United States DESCRIPTION: Facilitator of most meetings. Send out meeting announcements. Attend Board meetings. 4) NANCY JEAN MOBBERLEY POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 01/25/1999 ADDRESS: 601 Heritage Drive, Suite 154, Suite 154, JUPITER FL 33458, United States DESCRIPTION: Provide Term, Whole Life, Permanent Insurance as well as LTC and Fixed Annuities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Jean Mobberley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Nancy Jean Mobberley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 601 Heritage Drive Suite 154, Jupiter, FL 33458

RIA

CRD#: 23131

Jupiter, FL

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 601 Heritage Drive Suite 154, Jupiter, FL 33458

RIA

CRD#: 23131

Jupiter, FL

Past

November 5, 1999 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

JUPITER, FL

Past

November 5, 1999 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

JUPITER, FL

Past

January 25, 1999 - November 30, 1999

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

July 7, 1997 - January 15, 1999

J. B. HANAUER & CO.

CRD#: 6958

PARSIPPANY, NJ

Past

April 1, 1991 - June 19, 1997

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

March 13, 1990 - April 1, 1991

PW SECURITIES, INC.

CRD#: 6775

Past

January 29, 1985 - March 13, 1990

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

August 24, 1983 - February 11, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/3/2023)

Arizona
(11/3/2023)

California
(11/3/2023)

Colorado
(11/3/2023)

Connecticut
(11/3/2023)

Delaware
(9/19/2025)

Florida
(11/3/2023)

IAR

Florida
(11/3/2023)

Georgia
(11/3/2023)

Kentucky
(9/5/2024)

Louisiana
(5/6/2024)

Maryland
(11/3/2023)

Minnesota
(11/3/2023)

New York
(11/3/2023)

North Carolina
(11/3/2023)

Ohio
(11/3/2023)

Pennsylvania
(11/3/2023)

Tennessee
(11/3/2023)

Texas
(5/5/2025)

Washington
(4/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/1991

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nancy J. Mobberley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Jean Mobberley's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Nancy Jean Mobberley's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

VESTAX SECURITIES CORPORATION

J. B. HANAUER & CO.

TRANSAMERICA FINANCIAL ADVISORS, LLC

PW SECURITIES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/12/1993

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1983

Series 24

Date: 8/27/1991

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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