Stanley P. Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Prichard Gray, who also goes by Stan Gray, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1982. Stanley had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2002 - September 16, 2002
J.P. TURNER & COMPANY, L.L.C.
February 13, 1991 - March 26, 2002
GLOBAL CAPITAL SECURITIES CORPORATION
April 12, 1990 - February 4, 1991
RCL NORTHWEST, INC.
April 7, 1989 - May 2, 1990
DILLON SECURITIES, INC.
February 6, 1989 - April 13, 1989
INTERCONTINENTAL BROKERAGE CORPORATION
January 16, 1987 - February 23, 1989
CIMMARON SECURITIES CORPORATION
August 10, 1982 - January 30, 1987
DILLON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
