Henry A. Sorrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Alton Sorrow, who also goes by Al Sorrow, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1982. Henry had worked at 9 firms and has passed the Series 63, Series 15, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 1991 - April 25, 1994
ANDAUER-CHESAPEAKE SECURITIES GROUP, INC.
March 22, 1990 - December 31, 1990
MUTUAL SERVICE CORPORATION
March 31, 1989 - January 1, 1990
MUTUAL SERVICE CORPORATION
August 18, 1986 - March 31, 1989
LOWRY FINANCIAL SERVICES CORPORATION
March 3, 1985 - September 23, 1985
AMERICAN SECURITIES GROUP OF FLORIDA, INC.
October 1, 1984 - January 7, 1985
OPPENHEIMER & CO. INC.
October 20, 1983 - September 28, 1984
UBS FINANCIAL SERVICES INC.
July 13, 1983 - October 19, 1983
BEVILL, BRESLER & SCHULMAN INCORPORATED
November 1, 1982 - July 11, 1983
HANAUER, STERN & COMPANY,INCORPORATED
September 28, 1982 - October 28, 1982
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 4/13/1984
Foreign Currency Options ExaminationSeries 28
Date: 10/2/1991
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ANDAUER-CHESAPEAKE SECURITIES GROUP, INC.
CRD#: 27857 / SEC#: , 8-43262
Contact information
Documents
Red Flags
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