Terry S. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Shane Evans was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1982. Terry had worked at 5 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 1990 - August 12, 1991
PUBLIC SECURITIES, INC.
October 29, 1986 - March 1, 1989
MARSHALL DAVIS, INC.
March 27, 1986 - October 13, 1986
PACIFIC GROWTH SECURITIES,INC.
December 29, 1982 - February 25, 1983
UBS FINANCIAL SERVICES INC.
August 10, 1982 - March 6, 1990
DILLON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PUBLIC SECURITIES, INC.
CRD#: 15211 / SEC#: , 8-32140
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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