Arthur M. Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Marc Schneider, who also goes by Art Schneider, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1982. Arthur had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 1991 - September 2, 1992
CASTLE SECURITIES CORP.
April 17, 1990 - August 6, 1991
FIRST CHOICE SECURITIES CORP.
January 24, 1990 - April 25, 1990
WELLSHIRE SECURITIES, INC.
November 14, 1989 - May 10, 1990
MLB INVESTMENTS, LTD.
September 22, 1989 - November 28, 1989
MARSHALL DAVIS, INC.
March 16, 1989 - October 4, 1989
WELLSHIRE SECURITIES, INC.
March 1, 1989 - March 23, 1989
BLINDER, ROBINSON & CO., INC.
September 22, 1987 - March 10, 1989
INVESTORS CENTER, INC.
March 19, 1987 - November 12, 1987
F.D. ROBERTS SECURITIES, INC.
August 21, 1986 - March 25, 1987
MARGATE SECURITIES, INC.
January 8, 1986 - September 4, 1986
INVESTORS CENTER, INC.
November 4, 1985 - December 23, 1985
GREENTREE SECURITIES CORP.
January 9, 1984 - October 11, 1985
NORBAY SECURITIES INC.
October 4, 1983 - January 18, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
September 24, 1982 - October 4, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASTLE SECURITIES CORP.
CRD#: 16077 / SEC#: , 8-34049
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
