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Arthur Marc Schneider

CRD# 1062503·Registered 1982 - 1992
Previously Registered: Being a previously registered professional could mean that Arthur is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arthur Marc Schneider, who also goes by Art Schneider, was a registered financial advisor. Arthur was a previously registered financial professional and started their career in finance 1982 - 1992. Arthur had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Art Schneider

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

CASTLE SECURITIES CORP.·CRD# 16077
BD
July 31, 1991 - September 2, 1992
FIRST CHOICE SECURITIES CORP.·CRD# 17021
BD
April 17, 1990 - August 6, 1991
WELLSHIRE SECURITIES, INC.·CRD# 17939
BD
January 24, 1990 - April 25, 1990
MLB INVESTMENTS, LTD.·CRD# 18280
BD
November 14, 1989 - May 10, 1990
MARSHALL DAVIS, INC.·CRD# 16278
BD
September 22, 1989 - November 28, 1989
WELLSHIRE SECURITIES, INC.·CRD# 17939
BD
March 16, 1989 - October 4, 1989
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
March 1, 1989 - March 23, 1989
INVESTORS CENTER, INC.·CRD# 14670
BD
September 22, 1987 - March 10, 1989
F.D. ROBERTS SECURITIES, INC.·CRD# 693
BD
March 19, 1987 - November 12, 1987
MARGATE SECURITIES, INC.·CRD# 14586
BD
August 21, 1986 - March 25, 1987
INVESTORS CENTER, INC.·CRD# 14670
BD
January 8, 1986 - September 4, 1986
GREENTREE SECURITIES CORP.·CRD# 7372
BD
November 4, 1985 - December 23, 1985
NORBAY SECURITIES INC.·CRD# 5431
BD
January 9, 1984 - October 11, 1985
SOUTHEAST SECURITIES OF FLORIDA, INC.·CRD# 5359
BD
October 4, 1983 - January 18, 1984
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
September 24, 1982 - October 4, 1983

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Current Firm

CS
CASTLE SECURITIES CORP.

CASTLE SECURITIES CORP.

CRD#: 16077 / SEC#: 8-34049
BD
Terminated by SEC on 12/30/2003

Contact Information

Established

New York since 12/05/1984

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
CASTLE HOLDING CORP.SHAREHOLDER—
LIEBESKIND, CHRISTINEVICE PRESIDENT, SROP,CROP2845489
NEWSOME, SHAKESPEARECOMPLIANCE OFFICER1777098
STUDER, MICHAEL THOMASPRESIDENT, SECRETARY, TREASURER707394

Disclosures

Regulatory Event

13

Civil Event

1

Arbitration

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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