Ronald P. Candrl

ARLINGTON SECURITIES

ST. LOUIS, , MO 63146

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CRD#: 1062435

Professional summary

Ronald Paul Candrl, who also goes by Ron Candral, is a registered financial advisor currently at ARLINGTON SECURITIES, INC. located in St. Louis, , Missouri.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Ronald has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron Candral

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CANDRL AND COMPANY, INC. ALLIANCE BLUE CROSS BLUE SHIELD OF MO, AMERUS LIFE, AMERICAN COMMUNITY MUTUAL INSSURANCE, ASSURITY LIFE, BENEFITS PLUS, BLUE CROSS BLUE SHIELD OF KC, FIRST COLONY, COMDENT CORP, CONTINENTAL CASUALTY, CONSECO MEDICAL, DELTA DENTAL PLAN OF MO, FIRST COMMUNITY, GUARDIAN LIFE, GE CAPITAL ASSURANCE, GROUP HEALTH, GOLDEN RULE, JOHN ALDEN, JOHN HANCOCK, ROYAL MACCABEES INS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Paul Candrl's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Ronald Paul Candrl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2006 - Present

ARLINGTON SECURITIES, INC.

Office #1: 140 Marine Ln., St. Louis, , MO 63146

RIA

CRD#: 19596

ST. LOUIS, , MO

Current

January 29, 2002 - Present

ARLINGTON SECURITIES, INC.

RIA

CRD#: 19596

Dardenne Prairie, MO

Past

October 25, 1989 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

October 25, 1989 - February 6, 2002

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

November 26, 1984 - October 17, 1989

AMERICAN CAPITAL EQUITIES, INC.

CRD#: 13272

Past

March 7, 1983 - November 23, 1984

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

Past

September 24, 1982 - March 30, 1983

STRUCTURED SHELTERS SECURITIES, INC.

CRD#: 10307

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/4/2012)

Missouri
(1/29/2002)

IAR

Missouri
(5/24/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/1982

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ARLINGTON SECURITIES, INC.

ARLINGTON SECURITIES | FORT DEARBORN INVESTMENT CORP. | ARLINGTON SECURITIES, INCORPORATED | ARLINGTON SECURITIES, INC.

CRD#: 19596 / SEC#: 801-66316, 8-38098

RIA

Registered Investment Advisory firm - SEC (5/14/2007 Terminated)

Missouri

Registered Investment Advisory firm - SEC (5/4/1990 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

140 Marine Lane, St Louis, MO 63146-2236

Mailing Address

140 Marine Lane, St. Louis, MO 63146-2236

Phone number

(314) 878-1954

Established

Missouri since 04/28/1997

Firm type

Corporation

Fiscal year end

October

Firm Size

Small

# of Employees

FINRA licenses (40 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
HILLARD, ROBERT EARL	CEO, CFO	1005606
CULLEN, SUSAN MARIE	VICE PRESIDENT, CCO-BD	2015668
WINGENBACH, TIMOTHY SCOTT	PRESIDENT, COO, CCO-IA	5007031

Regulatory assets under management

Total Number of Accounts	257
AUM (Assets Under Management)	$ 77,254,990

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald P. Candrl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Paul Candrl's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Ronald Paul Candrl's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARLINGTON SECURITIES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

AMERICAN CAPITAL EQUITIES, INC.

TITAN/VALUE EQUITIES GROUP, INC.

STRUCTURED SHELTERS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2000

Series 63

Date: 9/25/1982

SIE

Date: 10/1/2018

Series 7

Date: 9/18/1982

FINRA

Current Firm

ARLINGTON SECURITIES, INC.

Contact information

FINRA licenses (40 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

ARLINGTON SECURITIES, INC.

TRUST BUT VERIFY

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