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Robin Michele Rushing

CRD# 1062384·Registered 1982 - 1998
Previously Registered: Being a previously registered professional could mean that Robin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robin Michele Rushing was a registered financial advisor. Robin was a previously registered financial professional and started their career in finance 1982 - 1998. Robin had worked at 10 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

WORLD TRADE FINANCIAL CORPORATION·CRD# 42638
BD
San Diego, CA
January 7, 1998 - September 24, 1998
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.·CRD# 29771
BD
Miami, FL
April 17, 1997 - May 23, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
April 11, 1992 - March 27, 1997
BURNETT, GREY & CO., INC.·CRD# 23430
BD
Atlanta, GA
April 4, 1990 - April 23, 1991
J.D. MICHAEL AND CO.·CRD# 14990
BD
March 12, 1990 - May 7, 1991
DILLON SECURITIES, INC.·CRD# 10660
BD
May 16, 1989 - January 3, 1990
CIMMARON SECURITIES CORPORATION·CRD# 17107
BD
December 4, 1986 - April 3, 1989
J. ROBERT SHEEKS & CO.·CRD# 10310
BD
April 15, 1986 - November 25, 1986
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
August 17, 1985 - March 14, 1986
NIELSON AND CLARK INC.·CRD# 13508
BD
August 21, 1984 - July 29, 1985
DILLON SECURITIES, INC.·CRD# 10660
BD
August 10, 1982 - July 31, 1984

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Current Firm

WT
WORLD TRADE FINANCIAL CORPORATION

AMBER SECURITIES CORPORATION | WORLD TRADE FINANCIAL CORPORATION

CRD#: 42638 / SEC#: 8-49944
BD
Terminated by SEC on 02/10/2015

Contact Information

Established

Nevada since 07/18/1996

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
MICHEL, RODNEY PRESTONCEO/PRESIDENT1275392
MICHEL, RODNEY PRESTONFINOP1275392
ADAMS, JASON TROYVICE PRESIDENT2137404
BLUE DIAMOND CAPITAL, LLCSHAREHOLDER/OWNER—
DOLAN, JAMES MICHAELCHIEF COMPLIANCE OFFICER1089125

Disclosures

Regulatory Event

9

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1982About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1987About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Aug 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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