Robin M. Rushing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robin Michele Rushing was a registered financial professional .
Robin is a previously registered financial professional and started their career in finance in 1982. Robin had worked at 10 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 1998 - September 24, 1998
WORLD TRADE FINANCIAL CORPORATION
April 17, 1997 - May 23, 1997
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
April 11, 1992 - March 27, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
April 4, 1990 - April 23, 1991
BURNETT, GREY & CO., INC.
March 12, 1990 - May 7, 1991
J.D. MICHAEL AND CO.
May 16, 1989 - January 3, 1990
DILLON SECURITIES, INC.
December 4, 1986 - April 3, 1989
CIMMARON SECURITIES CORPORATION
April 15, 1986 - November 25, 1986
J. ROBERT SHEEKS & CO.
August 17, 1985 - March 14, 1986
NATIONAL SECURITIES CORPORATION
August 21, 1984 - July 29, 1985
NIELSON AND CLARK INC.
August 10, 1982 - July 31, 1984
DILLON SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WORLD TRADE FINANCIAL CORPORATION
CRD#: 42638 / SEC#: , 8-49944
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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