Michael D. Elerath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Douglas Elerath, CFP® was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 8 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
June 5, 2007 - January 28, 2026
BEACON ROCK WEALTH ADVISORS
August 20, 2002 - June 20, 2007
ALLSTATE FINANCIAL SERVICES, LLC
November 2, 2001 - October 21, 2002
INVESTACORP ADVISORY SERVICES INC
July 7, 1992 - October 15, 2002
INVESTACORP, INC.
May 20, 1991 - May 4, 1992
ROBERT W. BAIRD & CO. INCORPORATED
May 20, 1991 - May 4, 1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 13, 1988 - April 15, 1991
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 7, 1982 - November 8, 1988
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACON ROCK WEALTH ADVISORS
CRD#: 131592 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 8,399,677 |
Red Flags
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