Susan M. Escobio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Molina Escobio, who also goes by Susan Molina Jimenez, Susan Molina, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1982. Susan had worked at 6 firms and has passed the Series 63, SIE, Series 5, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2000 - September 15, 2020
TRADEPRO SECURITIES, LLC.
February 3, 2000 - October 31, 2000
BRILL SECURITIES, INC.
December 8, 1997 - May 12, 2000
CARDINAL CAPITAL MANAGEMENT, INC.
December 17, 1993 - September 17, 1996
CITIGROUP GLOBAL MARKETS INC.
April 9, 1986 - December 10, 1993
CREDIT AGRICOLE SECURITIES (USA) INC.
August 26, 1982 - July 12, 1990
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationSeries 28
Date: 11/24/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
TRADEPRO SECURITIES, LLC.
CRD#: 103781 / SEC#: , 8-52282
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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