Bernard F. Mcginn

MCGINN PENNINGER INVESTMENT MANAGEMENT

ALEXANDRIA, VA 22314

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CRD#: 1062218

Professional summary

Bernard Francis Mcginn is a registered financial advisor currently at MCGINN PENNINGER INVESTMENT MANAGEMENT INC. located in Alexandria, Virginia.

Bernard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Bernard has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernard Francis Mcginn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2019 - Present

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

Office #1: 277 S. Washington Street Suite 340, Alexandria, VA 22314

RIA

CRD#: 107396

ALEXANDRIA, VA

Past

September 7, 2010 - December 31, 2017

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

RIA

CRD#: 107396

ALEXANDRIA, VA

Past

May 5, 1993 - December 31, 2004

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

RIA

CRD#: 107396

ALEXANDRIA, VA

Past

April 15, 1992 - January 5, 1993

GRAHAM, HAMILTON & COMPANY, INC.

CRD#: 23410

Past

December 5, 1984 - December 4, 1991

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

August 26, 1982 - November 16, 1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

MCGINN INVESTMENT MANAGEMENT INC | MCGINN PENNINGER INVESTMENT MANAGMENT, INC. | MCGINN PENNINGER INVESTMENT MANAGEMENT, INC. | MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

CRD#: 107396 / SEC#: 801-40578

RIA

Registered Investment Advisory firm - (2/7/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/26/2024)

IAR

Maryland
(1/26/2024)

IAR

South Carolina
(1/26/2024)

IAR

Virginia
(4/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/17/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/1982

General Securities Representative Examination

Current Firm

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

MCGINN INVESTMENT MANAGEMENT INC | MCGINN PENNINGER INVESTMENT MANAGMENT, INC. | MCGINN PENNINGER INVESTMENT MANAGEMENT, INC. | MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

CRD#: 107396 / SEC#: 801-40578

RIA

Registered Investment Advisory firm - (2/7/1992 Approved)

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Contact information

Main Address

277 S. Washington Street Suite 340, Alexandria, VA 22314

Mailing Address

215 East Bay Street Suite 203b, Charleston, SC 29401

Phone number

(703) 548-2555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RYAN MCCOY PENNINGER (3/20/2025)

ALICIA MAGNIER SUPPLEMENT (3/20/2025)

RICHARD SLATER SUPPLEMENT (3/20/2025)

CHRIS LANE SUPPLEMENT (3/20/2025)

MCGINN PENNINGER ADV PART II A (3/20/2025)

BERNARD MCGINN SUPPLEMENT (3/20/2025)

Regulatory assets under management

Total Number of Accounts	230
AUM (Assets Under Management)	$ 174,267,133

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bernard F. Mcginn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernard Francis Mcginn's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

GRAHAM, HAMILTON & COMPANY, INC.

KIDDER, PEABODY & CO. INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/1992

Series 63

Date: 9/17/1982

Series 7

Date: 8/21/1982

Current Firm

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

TRUST BUT VERIFY

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