Charlotte A. Adams

MONEY METHODS

AMARILLO, TX 79109

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CRD#: 1062124

Professional summary

Charlotte Ann Adams, who also goes by Charlotte Stafford, is a registered financial advisor currently at MONEY METHODS, INC. located in Amarillo, Texas.

Charlotte is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Charlotte has worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charlotte Stafford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)ACM MONEY METHODS LTD(DBA)MONEY METHODS. INV RELTD. CEO/PRES. AMARILLO, TX FEE-BASED MANAGED ASSETS & FIN. PLANNING. IN 07/1985 MONEY METHODS WAS REG. AS A RIA. IN 03/2001, MONEY METHODS BECAME THE GEN. PTNR. OF ACM MONEY METHODS LTD., RIA 40HRS/MO&32HRS/MO DURING TRADING HRS. START 05/1985. 2.) SALES OF FIXED INSURANCE, INCLUDING LIFE, ANNUITIES AND LONG-TERM CARE; 15 HOURS A MONTH DEDICATED TO THIS OBA, 10 OF WHICH ARE DURING TRADING HOURS; COMPENSATED VIA COMMISSIONS. 3.)HIGH PLAINS CHILDREN'S HOME ENDOWMENT FOUNDATION-11461 S. WESTERN AMARILLO, TEXAS 79118; VOLUNTEER- BOARD MEMBER; NOT INVOLVED IN INVESTMENT DECISIONS OF THE ENDOWMENT FUND; TWO MEETINGS PER YEAR; NO COMPENSATION RECEIVED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlotte Ann Adams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 1985 - Present

MONEY METHODS, INC.

Office #1: 6001 Belpree, Amarillo, TX 79109

RIA

CRD#: 109298

AMARILLO, TX

Past

March 27, 2007 - February 28, 2014

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

AMARILLO, TX

Past

March 27, 2007 - February 28, 2014

ARGENTUS SECURITIES, LLC

CRD#: 45915

AMARILLO, TX

Past

January 23, 2007 - March 26, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

AMARILLO, TX

Past

January 23, 2007 - March 26, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

August 17, 2004 - December 31, 2007

FIRST FOUNDERS SECURITIES, INC.

CRD#: 128624

AMARILLO, TX

Past

November 6, 2002 - December 20, 2006

STONEX SECURITIES INC.

CRD#: 18456

AMARILLO, TX

Past

September 27, 2001 - November 15, 2002

CAPWEST SECURITIES, INC.

CRD#: 30002

GREELEY, CO

Past

January 17, 2001 - October 5, 2001

RUSHMORE SECURITIES CORPORATION

CRD#: 8392

DALLAS, TX

Past

August 22, 2000 - February 26, 2001

NORTHSTAR SECURITIES, INC.

CRD#: 11247

DALLAS, TX

Past

March 11, 1988 - August 22, 2000

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

May 4, 1983 - February 23, 1988

FSC SECURITIES CORPORATION

CRD#: 7461

Past

September 24, 1982 - April 29, 1983

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/19/1985)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/7/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/18/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/29/1983

General Securities Principal Examination

Current Firm

MONEY METHODS, INC.

ACM MONEY METHODS, LTD. | MONEY METHODS, INC. | MONEY METHODS INC | MONEY METHODS

CRD#: 109298 / SEC#: 801-56748

RIA

Registered Investment Advisory firm - (11/8/2004 Terminated)

Oklahoma

Registered Investment Advisory firm - (1/25/2024 Terminated)

Texas

Registered Investment Advisory firm - (7/19/1985 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6001 Belpree Rd, Amarillo, TX 79106

Mailing Address

Phone number

(806) 353-8782

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Charlotte A. Adams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlotte Ann Adams's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTITUDE ADVISORY GROUP L.L.C.

ARGENTUS SECURITIES, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

FIRST FOUNDERS SECURITIES, INC.

STONEX SECURITIES INC.

CAPWEST SECURITIES, INC.

RUSHMORE SECURITIES CORPORATION

NORTHSTAR SECURITIES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

FSC SECURITIES CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/1995

Series 63

Date: 9/7/1982

Series 7

Date: 9/18/1982

Series 24

Date: 4/29/1983

Current Firm

MONEY METHODS, INC.

Contact information

Documents

Red Flags

Company Information

MONEY METHODS, INC.

TRUST BUT VERIFY

Contact information

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