William G. Van Buren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Glenn Van Buren, who also goes by William Gienn Vanburen, William Glen Vanburen, William Glenn Vanburen, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1982. William had worked at 9 firms and has passed the Series 63, Series 55, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2010 - August 5, 2013
J.A. GLYNN INVESTMENTS, LLC.
April 30, 2007 - October 11, 2010
STEPHENS
January 18, 2005 - April 3, 2007
KEYBANC CAPITAL MARKETS INC.
September 4, 2003 - November 11, 2004
UBS CAPITAL MARKETS L.P.
November 14, 1995 - September 4, 2003
J.P. MORGAN SECURITIES LLC
November 13, 1992 - November 7, 1995
WELLS FARGO CLEARING SERVICES, LLC
August 16, 1990 - August 5, 1992
UBS FINANCIAL SERVICES INC.
May 23, 1989 - August 17, 1990
MORGAN STANLEY DW INC.
September 24, 1986 - April 15, 1989
J.P. MORGAN SECURITIES LLC
November 9, 1982 - June 18, 1986
DAHLKE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/21/2006
Limited Representative-Equity Trader ExamCurrent Firm
J.A. GLYNN INVESTMENTS, LLC.
CRD#: 22011 / SEC#: 801-53844, 8-39465
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.A. GLYNN & CO. | PARENT | |
| CONLEY, NORMAN BENEDICT III | PRESIDENT, CHIEF EXECUTIVE OFFICER,CHAIRMAN, CCO | 2543624 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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