PD
Peter D. Dochinez
TRUSTMONT ADVISORY GROUP
GREENSBURG, PA 15601
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CRD#: 1062112
PD
Professional summary
Peter Daniel Dochinez, CFP® is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Greensburg, Pennsylvania and TRUSTMONT FINANCIAL GROUP, INC. located in Greensburg, Pennsylvania.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Peter has worked at 5 firms and has passed the Series 63, Series 7TO, Series 6TO, Series 79TO, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 24, Series 53 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT ENGAGING IN THE SALE OF LIFE INSURANCE AND FIXED ANNUITIES. PROVEST INDEMNITY OFFICER/DIRECTOR-.7 HPM -HOLDING COMPANY FOR PERSONAL ASSETS. TRUSTMONT ADVISORY GROUP, INC. SEC REGISTERED INVESTMENT ADVISOR, CHAIRMAN. COMPLETED REQUIREMENTS TO RECEIVE DPP DESIGNATION FROM REISA 11-21-2012. DBA PWR PLANNERS LLC. FOR SEPARATING JOINT BUSINESS DONE BY J. SINCLAIR AND P. DOCHINEZ (ACCOUNTING PURPOSES)60 HPM - DURING SECURITIES TRADING HOURS. PETER D. HOLDINGS LLC, HOLD MORTGAGE NOTES, AND OTHER PERSONAL ASSETS. APPROXIMATELY 5 HPM, NO COMPENSATION AS OF NOW. THE PULMONARY INSTITUTE AT REDSTONE LLC, DEVELOPMENT OF A 60 BED CRITICAL CARE FACILITY , OWNER/MANAGEING PARTNER APPROX 5 HPM. DCM REAL ESTATE, PROPERTY MANAGEMENT , PARTNER, 1 HPM Export Volunteer Fire Department- 5815 Washington Ave Export PA 07-2025- Assistant Treasurer- (Non investment) Deposit funds received, pay bills, report monthly the financial activities of the fire company- 2HPM
CRS (Client Relationship Summary) - RIA
Click below to view Peter Daniel Dochinez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
March 30, 2001 - Present
TRUSTMONT ADVISORY GROUP, INC.
Office #1: 200 Brush Run Road, Ste A, Greensburg, PA 15601RIA
CRD#: 106015
GREENSBURG, PA
Current
March 27, 2019 - Present
TRUSTMONT FINANCIAL GROUP, INC.
Office #1: Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601BD
CRD#: 18312
Greensburg, PA
Past
January 26, 2016 - March 21, 2017
TRUSTMONT FINANCIAL GROUP, INC.
BD
CRD#: 18312
GREENSBURG, PA
Past
September 16, 1986 - April 16, 2014
TRUSTMONT FINANCIAL GROUP, INC.
BD
CRD#: 18312
GREENSBURG, PA
Past
February 4, 1985 - September 17, 1986
EASTMAN BANKS & DOLAN, INC.
BD
CRD#: 10828
Past
November 30, 1984 - February 8, 1985
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
Past
October 14, 1982 - January 23, 1985
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC
CRD#: 106015 / SEC#: 801-30694
RIA
Registered Investment Advisory firm - (11/27/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Pennsylvania(3/30/2001)
RR
Pennsylvania(4/22/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC
CRD#: 106015 / SEC#: 801-30694
RIA
Registered Investment Advisory firm - (11/27/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601
Mailing Address
Phone number
(724) 468-5665
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,387 |
| AUM (Assets Under Management) | $ 1,126,006,619 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
