Christopher K. England
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Kent England was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1982. Christopher had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 8, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2014 - October 26, 2016
QUEST CAPITAL STRATEGIES, INC.
March 26, 2012 - April 2, 2014
EDWARD JONES
March 12, 2012 - April 2, 2014
EDWARD JONES
October 18, 2010 - November 4, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 2010 - November 4, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 15, 2009 - September 28, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
March 31, 2006 - May 27, 2009
CITIGROUP GLOBAL MARKETS INC.
July 8, 1997 - April 27, 2006
UBS FINANCIAL SERVICES INC.
August 19, 1996 - April 27, 2006
UBS FINANCIAL SERVICES INC.
May 18, 1992 - August 15, 1996
PRUDENTIAL EQUITY GROUP, LLC
December 17, 1988 - May 15, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 1986 - November 29, 1988
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
July 17, 1985 - November 13, 1986
SUTRO & CO. INCORPORATED
October 20, 1982 - July 12, 1985
BIRR, WILSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/11/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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