Michael Clurman

FOCUSPOINT PRIVATE CAPITAL GROUP

New York, NY 10019

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CRD#: 1061972

Professional summary

Michael Clurman, who also goes by R. Michael Clurman Jr, is a registered financial professional currently at FOCUSPOINT PRIVATE CAPITAL GROUP located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1982. Michael has worked at 16 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 24, Series 53 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

R. Michael Clurman Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Clurman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2023 - Present

FOCUSPOINT PRIVATE CAPITAL GROUP

Office #1: 712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019

CRD#: 122341

New York, NY

Past

September 9, 2021 - April 18, 2023

LEUCADIA ASSET MANAGEMENT LLC

RIA

CRD#: 121767

NEW YORK, NY

Past

September 9, 2021 - January 4, 2023

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

August 17, 2018 - August 11, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NEW YORK, NY

Past

December 20, 2017 - August 11, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NEW YORK, NY

Past

March 9, 2015 - October 6, 2016

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

New York City, NY

Past

March 7, 2013 - March 11, 2015

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

April 20, 2010 - March 25, 2013

COWEN SECURITIES LLC

CRD#: 23510

NEW YORK, NY

Past

January 31, 2006 - April 14, 2010

PALI CAPITAL, INC.

CRD#: 117783

NEW YORK, NY

Past

August 13, 2001 - January 3, 2006

FULCRUM GLOBAL PARTNERS LLC

CRD#: 104455

NEW YORK, NY

Past

March 8, 2001 - April 19, 2001

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

July 28, 1999 - December 20, 2000

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

June 29, 1998 - December 10, 1998

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

May 4, 1994 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

September 6, 1990 - May 12, 1994

AXIOM CAPITAL MANAGEMENT, INC.

CRD#: 26580

NEW YORK, NY

Past

March 23, 1988 - October 3, 1990

CAPITAL HILL GROUP, INC.

CRD#: 10323

AUSTIN, TX

Past

April 10, 1985 - April 6, 1988

J.P. MORGAN SECURITIES LLC

CRD#: 79

Past

August 24, 1982 - April 3, 1985

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/21/2023)

Colorado
(5/1/2023)

Connecticut
(4/21/2023)

Florida
(5/1/2023)

Illinois
(6/5/2023)

New Jersey
(5/1/2023)

New York
(4/29/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/9/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/23/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/3/1990

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/11/1988

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/23/1988

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

FOCUSPOINT PRIVATE CAPITAL GROUP

FOCUSPOINT PRIVATE CAPITAL GROUP | LIBERTY PACIFIC SECURITIES, LLC | G2 SECURITIES, LLC | FPCG, LLC | FORBES PRIVATE CAPITAL GROUP

CRD#: 122341 / SEC#: , 8-65488

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019

Mailing Address

712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019

Phone number

(212) 887-1137

Established

Washington since 04/16/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FPCG HOLDING SPV, LLC	MEMBER
CHIN, PHYLLIS NYUK FAH	FINOP, PFO, POO	6250921
CONROD, DAVID LUCAS	PRINCIPAL; PRESIDENT (09/2010)	2400517
MATTIELLI, LOUIS DOMENIC	CHIEF COMPLIANCE OFFICER	1074096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Clurman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Clurman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEUCADIA ASSET MANAGEMENT LLC

JEFFERIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

B. RILEY WEALTH MANAGEMENT

COWEN AND COMPANY

COWEN SECURITIES LLC

PALI CAPITAL, INC.

FULCRUM GLOBAL PARTNERS LLC

BANC OF AMERICA SECURITIES LLC

UBS SECURITIES LLC

UBS SECURITIES LLC

SBC WARBURG DILLON READ INC.

AXIOM CAPITAL MANAGEMENT, INC.

CAPITAL HILL GROUP, INC.

J.P. MORGAN SECURITIES LLC

L. F. ROTHSCHILD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 8/9/2018

Series 63

Date: 4/23/1985

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/21/1982

Series 24

Date: 5/3/1990

Series 53

Date: 10/11/1988

Series 4

Date: 3/23/1988

FINRA

Current Firm

FOCUSPOINT PRIVATE CAPITAL GROUP

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FOCUSPOINT PRIVATE CAPITAL GROUP

TRUST BUT VERIFY

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