Mary A. Lazowski
Professional summary
Mary Anne Lazowski, who also goes by Mary Anne Kuerti, Mary Anne Kuerti, is a registered financial advisor currently at NORTH STAR INVESTMENT MANAGEMENT CORPORATION located in Chicago, Illinois.
Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Mary has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mary Anne Lazowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2004 - Present
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
Office #1: 20 N. Wacker Drive Suite 1416, Chicago, IL 60606-2902October 22, 2016 - September 3, 2024
NEWEDGE SECURITIES, LLC
July 10, 2003 - July 16, 2003
NORTH STAR INVESTMENT SERVICES, INC.
July 10, 2003 - October 22, 2016
NORTH STAR INVESTMENT SERVICES, INC.
August 28, 2000 - July 7, 2003
GLEACHER & COMPANY SECURITIES, INC.
April 25, 1994 - September 1, 2000
PRUDENTIAL EQUITY GROUP, LLC
December 14, 1992 - April 22, 1994
UBS FINANCIAL SERVICES INC.
September 4, 1990 - November 20, 1992
WELLS FARGO CLEARING SERVICES, LLC
September 2, 1988 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
March 7, 1988 - September 27, 1988
INSIGHT SECURITIES, INC.
August 26, 1982 - July 27, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
Primary Firm SEC Registration
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
CRD#: 117681 / SEC#: 801-62013
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/9/2004)
Exams
Series 8
Date: 3/1/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
CRD#: 117681 / SEC#: 801-62013
Contact information
SEC notice filing (31 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,532 |
| AUM (Assets Under Management) | $ 2,280,660,353 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2024 | ||
| 08/28/2023 | ||
| 09/27/2022 |
Red Flags
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