Lawrence D. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Donald Ryan was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1982. Lawrence had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 15, Series 5, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2008 - June 9, 2015
CITY CAPITAL ADVISORS, LLC
December 21, 2006 - August 2, 2007
DILLON CAPITAL, INC.
October 7, 2002 - November 22, 2004
UBS SECURITIES LLC
March 13, 1996 - January 31, 2002
PRUDENTIAL EQUITY GROUP, LLC
February 9, 1996 - February 27, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 1991 - August 5, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 1982 - April 9, 1990
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/30/1982
Foreign Currency Options ExaminationSeries 5
Date: 9/14/1982
Interest Rate Options ExaminationSeries 8
Date: 4/10/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CITY CAPITAL ADVISORS, LLC
CRD#: 143528 / SEC#: , 8-67580
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KING, RICHARD MARTIN | MANAGING DIRECTOR | |
| TIMMERMAN, MARK ALLEN | CCO, AMLCO, MANAGING DIRECTOR & EXECUTIVE REPRESENTATIVE | |
| LENART, BRIAN DOUGLAS | FINOP, PFO/POO | 736107 |
Red Flags
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